Broker Check


Exceptional Service to the Investor

Your clients work with you because of your expertise, your skills, and your personal relationship with them, not for the name of the firm on their monthly statement. Your ability to do what is best for your clients is what makes these relationships great. T.S. Phillips Investments gives you the freedom to do what is best for your clients in all situations.

Build Your Business Your Way

As a completely independent firm, our loyalty is to our clients and to our advisors, making sure they have everything necessary to succeed. We offer all the services of a major wirehouse while maintaining the close, personal feel of a local, independent firm.

We offer competitive payouts and low clearing costs to our advisors, affording them the opportunity to concentrate on their clients and build their businesses the way they want. With no sales quotas and no proprietary products to push, our representatives have only their clients' interests in mind. We offer some of the industry's most advanced technology, as well as a proprietary in-house contact management system that allows our reps to work more efficiently.

Our Operations

At T.S. Phillips Investments we believe that we offer the best of both worlds: cutting-edge technology with world-class back office support. Our clearing relationship with First Clearing, LLC provides custody and execution services for our clients on a worldwide basis, and offers a full range of brokerage products and services. Our experienced back office support staff is always ready to help you and your clients.

Join Us!

T.S. Phillips Investments wants to partner with quality, experienced, registered representatives. If you have an entrepreneurial spirit and would like to affiliate with a quality firm, please send your resume or questions to Tom Phillips at All inquiries and responses will be kept confidential.